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The Disastrous Consequences of PaaS Provider Lock-in: Why Open PaaS Makes Sense

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Lock-in is a problem that is as old as the software industry. In fact, there is arguably no way to avoid it entirely. If I choose a programming language, application server, or RDBMS, I would end up writing apps that basically couldn’t run atop of anything but that vendor’s (or community’s, in the case of open source) platform technology. Practically speaking, one would make a conscious choice to use that platform, and know that lock-in is part of the game. I could spend time evaluating the tech, and assuming I did a decent amount of diligence, I would get enough comfort to move forward with it because the perceived benefits outweigh the lock-in risks. The reason I could make this judgment call is that outside of relatively infrequent releases, the evaluation I did today is likely to be valid tomorrow because the underlying assumptions do not change that much over time. In fact, I would have little reason to believe that on a new release, the vendor would drastically changing the platform in a way that was severely out of whack with historical context, and I could even expect pricing to stay in a somewhat reasonable margin of what I’ve paid in the past. This “traditional” form of lock-in was very static in nature because of how fixed the underlying assumptions remained over time, and the ongoing contextual validity one would have with respect to the original decision to be locked in vs. the current state of the platform.

Unfortunately, the negative potential of lock-in has increased in severity due to cloud, and more specifically, due to PaaS. Lock-in risk in PaaS is defined as the sum of two components: a static lock-in risk that is the same in nature (as described earlier) as the platforms of prior computing paradigms and dynamic lock-in risk that is dependent on a set of constantly changing assumptions. When one decides to build apps on a PaaS, they should be evaluating two things:

  1. How good is the ‘P’ part of PaaS – the platform itself? This is an evaluation of the actual runtime, APIs, frameworks, management capabilities, and engineering value I can extract when I write code targeting the platform. Additionally, how proprietary is all of this to the PaaS provider (i.e. how severe is the lock-in requirement to get access to this value? Is it just APIs, runtime behavior, etc. or a new, proprietary and non-standard language?)
  2. How good is the ‘S’ part of PaaS – that is, the service. This is an evaluation of the stability, cost, performance, and quality of the hosting capabilities of the PaaS.

Evaluating P is relatively easy because you can experiment with it and get a feel for the value and whether you are willing to trade that value for some lock-in. Additionally, P lock-in is much more static in nature which means that you likely don’t need to worry about significant changes in expectations. The S is scary. Hosting quality, service levels, performance, and price could be one thing today, and something very different tomorrow. You might deploy to a PaaS and say “Wow, things are running so smooth and fast, and the price is just right,” only to have the rug pulled out from under you without notice, or worse. If the P is high/non-standard lock-in and the S is limited or no choice, you’re screwed.

Why does this happen? The short of it is that if a PaaS provider is the exclusive vendor of both P and S, any lock-in to P translates directly into lock-in at S. That is my code can only run where my PaaS vendor tells me it can run. For most PaaS vendors, this means that you can run it on the service provided by – wait for it – the PaaS vendor alone! This is some really dangerous stuff and a tremendous amount of business risk. Having mission critical apps coupled to a hosting layer that needs to prove itself each minute of each day and has a very dynamic nature both in terms of quality and price is not good. How do you protect against this? Some of us (Apprenda, CloudFoundry, Cumulogic, among others) have decided that the P part of PaaS is the high value layer, and that S should be commodity and flexible, and frankly, irrelevant so long as it delivers on basic promises. This ‘Open PaaS’ model is one where rather than having P coupled to a single S, you might have dozens or even hundreds of services that offer the platform, essentially giving the developer choice of where to deploy apps while getting the full value of the platform; a “no lock-in” hosting model. This portable PaaS form factor is here to stay. Not only can one deploy to any service provider that is offering a (hopefully) differentiated instance of that particular PaaS, but the PaaS software is likely downloadable so that you can even download the PaaS software and run it on your laptop. This decoupling of the P from the S is what can bring lock-in down from the clouds (cheesy pun intended), and back to some sense of normalcy. Sure, you still need to commit to the PaaS and adopt its APIs and will grow dependent on its runtime capabilities, but as a customer of ours put it: “I’m OK committing to a platform, I’m not OK being locked into a service provider.


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